Persona AI Files Notice Showing $65.4 Million Sold in Planned $142 Million Offering

Persona AI has put a large private financing activity on the public record: its new SEC notice lists $65.36 million in securities sold from an offering capped at $141.96 million. The filing identifies 46 investors, but the information stops short of revealing who invested, what the company is worth, or how much of it those securities represent.

Persona AI filed the notice under Rule 506(b), identifying it as a new exempt securities offering. The company reported $76.60 million still available under the stated amount, so the document records an offering that was only partly sold when filed—not a declaration that the full $141.96 million had been raised.

The offering is not labeled as equity alone. Persona AI checked equity, options or warrants, and securities issuable when those rights are exercised. That structure means the $65.36 million figure is the filing’s reported amount sold across the securities described there; the notice does not supply the pricing or ownership mechanics that would show each investor’s eventual stake.

The filing’s defined boundaries

• The first sale is listed as August 28, 2026; CEO Nicolaus Radford signed the notice on September 14.
• Persona AI said it does not intend the offering to last more than one year.
• The notice lists no sales commissions or finder’s fees, and no proposed proceeds for named executives, directors or promoters.

Persona AI describes its business as developing humanoid robots for skilled physical work in industrial settings. Its site points to applications including welding, inspection, maintenance and fabrication across shipyards, construction sites and energy infrastructure. The company was incorporated in Delaware in 2024 and lists Houston as its principal office in the filing.

The gap between the offering ceiling and the reported sales is the most consequential distinction in the notice. Persona AI has reported a sizable securities sale, while retaining capacity to sell more under this offering. Whether it does so—and on what terms—is unresolved by the Form D. The SEC itself cautions that it has not necessarily reviewed the information in a Form D or determined that it is accurate and complete.